SEC Form 4 · accession 0000040729-18-000095
Ally Financial Inc. · ALLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Jonathan Brown
Officer — Chief Executive Officer · Director
Period of report
Mar 18, 2016
Accepted (ET)
May 31, 2018 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 18, 2018 | F | 26,565 | $27.69 | D | 684,835 | D | |
| Common StockF2 | Feb 3, 2018 | F | 17,430 | $28.89 | D | 667,405 | D | |
| Common StockF2 | Feb 1, 2018 | F | 17,688 | $30.14 | D | 649,717 | D | |
| Common StockF1 | Mar 18, 2017 | F | 28,102 | $21.15 | D | 621,615 | D | |
| Common StockF2 | Feb 3, 2017 | F | 18,439 | $22.71 | D | 603,176 | D | |
| Common StockF1 | Mar 18, 2016 | F | 28,250 | $18.48 | D | 574,926 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock units.
- F2These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the vesting of a previously reported award of restricted stock awards.