SEC Form 4 · accession 0000040729-18-000024
Ally Financial Inc. · ALLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Jonathan Brown
Officer — Chief Executive Officer · Director
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 2:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2018 | A | 130,882 | $29.77 | A | 618,589 | D | |
| Common StockF3,F4 | Feb 1, 2018 | A | 92,071 | $30.14 | A | 710,660 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an equal number of performance stock awards that, when vested, may be settled only in shares of Company common stock.
- F2Represents the per share fair market value of the Company's common stock as of January 31, 2018.
- F3Represents an equal number of restricted stock awards that, when vested, may be settled only in shares of Company common stock.
- F4Represents the per share fair market value of the Company's common stock as of February 1, 2018.