SEC Form 4 · accession 0000040729-16-000467
Ally Financial Inc. · ALLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Debrunner
Officer — VP, CAO, Controller
Period of report
Feb 12, 2016
Accepted (ET)
Feb 17, 2016 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2016 | M | 124 | $0.00 | A | 99,016 | D | |
| Common StockF2 | Feb 12, 2016 | D | 124 | $17.08 | D | 98,892 | D | |
| Common StockF3 | Feb 12, 2016 | M | 10,876 | $0.00 | A | 109,768 | D | |
| Common StockF4 | Feb 12, 2016 | D | 10,876 | $15.85 | D | 98,892 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock Units (DSU)F5 | — | Feb 12, 2016 | M | 124 | D | — | — | Common Stock | 124 | 27,146 | D |
| Incentive Restricted Stock Units (IRSU)F6 | — | Feb 12, 2016 | M | 10,876 | D | — | — | Common Stock | 10,876 | 0 | D |
Explanation of responses
- F1The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.
- F2Represents the per share fair market value of the Company's common stock as of February 3, 2016.
- F3The common stock reported includes shares issued upon the settlement of a portion of IRSUs awarded in prior periods.
- F4Represents the per share fair market value of the Company's common stock as of January 29, 2016.
- F5Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.
- F6Each Incentive Restricted Stock Unit (IRSU) represents a contingent right to receive the value of one share of the Company's common stock in stock on the applicable settlement dates. IRSUs do not have an expiration or exercise date or carry a conversion price. Reflects a fractional share rounded up to the nearest full share.