SEC Form 4 · accession 0000040729-16-000457
Ally Financial Inc. · ALLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Debrunner
Officer — VP, CAO, Controller
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 2:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2016 | M | 8,962 | $0.00 | A | 101,621 | D | |
| Common StockF2 | Feb 5, 2016 | F | 2,729 | $15.85 | D | 98,892 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSU)F3 | — | Feb 5, 2016 | M | 8,962 | D | — | — | Common Stock | 8,962 | 0 | D |
Explanation of responses
- F1The common stock reported includes shares issued as a result of the immediate settlement of the portion of Restricted Stock Units granted to pay applicable taxes.
- F2Represents the per share fair market value of the Company's common stock as of January 29, 2016.
- F3Restricted Stock Units do not have an expiration or exercise date or carry a conversion price.