SEC Form 4 · accession 0000897101-18-000635
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Erickson
Officer — Chief Innovation Officer
Period of report
Jul 16, 2018
Accepted (ET)
Jul 17, 2018 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 16, 2018 | M | 61,514 | $31.70 | A | 129,575 | D | |
| Common StockF1 | Jul 16, 2018 | S | 52,854 | $44.1428 | D | 76,721 | D | |
| Common StockF2 | holding | — | — | — | 9,619 | I | by Trust | |
| Common Stock | holding | — | — | — | 70,489 | I | by Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $31.70 | Jul 16, 2018 | M | 61,514 | D | Jun 23, 2012 | Jul 23, 2018 | Common Stock | 61,514 | 0 | D |
Explanation of responses
- F1Represents the weighted average of actual sale prices that range from $44.08 to $44.23. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
- F2Held in Trust by the Trustee of the General Mills Savings Plan.