SEC Form 4 · accession 0000897101-18-000611
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn P OGrady
Officer — Senior Vice President
Period of report
Jun 28, 2018
Accepted (ET)
Jul 2, 2018 · 1:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 28, 2018 | M | 55,260 | $31.70 | A | 187,948 | D | |
| Common Stock | Jun 28, 2018 | S | 55,260 | $45.50 | D | 132,688 | D | |
| Common Stock | Jun 28, 2018 | M | 26,984 | $31.70 | A | 111,600 | I | by Spouse |
| Common Stock | Jun 28, 2018 | S | 26,984 | $45.50 | D | 84,616 | I | by Spouse |
| Common StockF1 | holding | — | — | — | 10,877 | I | by Trust | |
| Common StockF2 | holding | — | — | — | 8,059 | I | by Trust 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $31.70 | Jun 28, 2018 | M | 55,260 | D | Jun 23, 2012 | Jul 23, 2018 | Common Stock | 55,260 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $31.70 | Jun 28, 2018 | M | 26,984 | D | Jun 23, 2012 | Jul 23, 2018 | Common Stock | 26,984 | 0 | I |
Explanation of responses
- F1Held in Trust by the Trustee of the General Mills Savings Plan.
- F2Held in Trust for the benefit of the reporting person's spouse by the Trustee of the General Mills Savings Plan.