SEC Form 4 · accession 0000897101-18-000597
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn P OGrady
Officer — Senior Vice President
Period of report
Jun 26, 2018
Accepted (ET)
Jun 28, 2018 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 26, 2018 | A | 5,157 | $0.00 | A | 130,363 | D | |
| Common StockF2 | Jun 26, 2018 | A | 2,325 | $0.00 | A | 132,688 | D | |
| Common StockF3 | holding | — | — | — | 84,616 | I | by Spouse | |
| Common StockF3 | holding | — | — | — | 10,877 | I | by Trust | |
| Common StockF4 | holding | — | — | — | 8,059 | I | by Trust 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $46.06 | Jun 26, 2018 | A | 51,564 | A | Jun 26, 2022 | Jul 26, 2028 | Common Stock | 51,564 | 51,564 | D |
Explanation of responses
- F1Award of restricted stock units that vest on June 26, 2022.
- F2Award of performance stock units that vest on June 30, 2019.
- F3Held in Trust by the Trustee of the General Mills Savings Plan.
- F4Held in Trust for the benefit of the reporting person's spouse by the Trustee of the General Mills Savings Plan.