SEC Form 4 · accession 0000897101-17-001580
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donal L Mulligan
Officer — Executive Vice President
Period of report
Dec 5, 2017
Accepted (ET)
Dec 7, 2017 · 2:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 28, 2017 | G | 900 | $0.00 | D | 223,898 | D | |
| Common Stock | Nov 20, 2017 | G | 2,850 | $0.00 | D | 221,048 | D | |
| Common Stock | Dec 5, 2017 | M | 108,840 | $31.70 | A | 329,888 | D | |
| Common StockF1 | Dec 5, 2017 | F | 83,389 | $58.00 | D | 246,499 | D | |
| Common StockF2 | holding | — | — | — | 4,319 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $31.70 | Dec 5, 2017 | M | 108,840 | D | Jun 23, 2012 | Jul 23, 2018 | Common Stock | 108,840 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 trading plan dated August 21, 2017.
- F2Held in Trust by the Trustee of the General Mills Savings Plan.