SEC Form 4 · accession 0000897101-17-000813
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey L Harmening
Officer — Chief Executive Officer · Director
Period of report
Jun 27, 2017
Accepted (ET)
Jun 29, 2017 · 12:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 27, 2017 | A | 27,018 | $0.00 | A | 109,380 | D | |
| Common StockF2 | holding | — | — | — | 18,213 | I | by Trust | |
| Common StockF3 | holding | — | — | — | 7,550 | I | by Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $55.52 | Jun 27, 2017 | A | 270,173 | A | Jun 27, 2021 | Jul 27, 2027 | Common Stock | 270,173 | 270,173 | D |
Explanation of responses
- F1Award of restricted stock units that vest on June 27, 2021.
- F2Revocable Trust for which the reporting person is trustee.
- F3Revocable Trust for which the reporting person's spouse is the trustee.