SEC Form 4 · accession 0000897101-17-000811
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Erickson
Officer — Executive Vice President
Period of report
Jun 27, 2017
Accepted (ET)
Jun 29, 2017 · 12:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 27, 2017 | A | 4,954 | $0.00 | A | 69,128 | D | |
| Common StockF2 | holding | — | — | — | 9,266 | I | by Trust | |
| Common StockF3 | holding | — | — | — | 61,486 | I | by Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $55.52 | Jun 27, 2017 | A | 49,532 | A | Jun 27, 2021 | Jul 27, 2027 | Common Stock | 49,532 | 49,532 | D |
Explanation of responses
- F1Award of restricted stock units that vest on June 27, 2021
- F2Held in Trust by the Trustee of the General Mills Savings Plan.
- F3Revocable trust for which the reporting person is the trustee.