SEC Form 4 · accession 0000897101-17-000114
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kendall J Powell
Officer — Chairman of the Board and CEO · Director
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 12:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 23, 2017 | M | 162,500 | $29.395 | A | 748,972 | D | |
| Common StockF1 | Jan 23, 2017 | F | 115,860 | $62.12 | D | 633,112 | D | |
| Common StockF2 | holding | — | — | — | 7,333 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $29.395 | Jan 23, 2017 | M | 162,500 | D | Jun 25, 2011 | Jul 25, 2017 | Common Stock | 162,500 | 162,500 | D |
Explanation of responses
- F1Transaction pursuant to a 10b5-1 trading plan dated November 15, 2016.
- F2Held in Trust by the Trustee of the General Mills Savings Plan.