SEC Form 4 · accession 0000897101-16-002804
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Church
Officer — Executive Vice President
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2016 | M | 67,557 | $37.40 | A | 108,311 | D | |
| Common StockF1 | Aug 12, 2016 | S | 67,557 | $71.2287 | D | 40,754 | D | |
| Common StockF2 | Aug 12, 2016 | S | 10,106 | $71.2876 | D | 30,648 | D | |
| Common StockF3 | Aug 15, 2016 | S | 13,274 | $70.9218 | D | 38,558 | I | by Trust 2 |
| Common StockF4 | Aug 15, 2016 | S | 8,436 | $70.9299 | D | 30,122 | I | by Trust 2 |
| Common StockF5 | holding | — | — | — | 4,881 | I | by Trust | |
| Common StockF6 | holding | — | — | — | 3,334 | I | by Trust 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $37.40 | Aug 12, 2016 | M | 67,557 | D | Jun 28, 2014 | Jul 28, 2020 | Common Stock | 67,557 | 0 | D |
Explanation of responses
- F1Represents the weighted average of actual sale prices that range from $71.085 to $71.38. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
- F2Represents the weighted average of actual sale prices that range from $71.28 to $71.31. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
- F3Represents the weighted average of actual sale prices that range from $70.895 to $70.96. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
- F4Represents the weighted average of actual sale prices that range from $70.91 to $70.96. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
- F5Held in Trust by the Trustee of the General Mills Savings Plan.
- F6Held in Trust for the benefit of the reporting person's spouse by the Trustee of the General Mills Savings Plan.