SEC Form 4 · accession 0000897101-16-002780
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey L Harmening
Officer — President, COO
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 12:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2016 | M | 33,150 | $29.395 | A | 133,106 | D | |
| Common StockF1,F2 | Aug 10, 2016 | S | 33,150 | $71.0483 | D | 99,956 | D | |
| Common Stock | holding | — | — | — | 15,167 | I | by Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $29.395 | Aug 10, 2016 | M | 33,150 | D | Jun 25, 2011 | Jul 25, 2017 | Common Stock | 33,150 | 0 | D |
Explanation of responses
- F1Transaction pursuant to a 10b5-1 trading plan dated 7/11/2016.
- F2Represents the weighted average of actual sale prices that range from $70.93 to $71.29. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.