SEC Form 4 · accession 0000897101-16-002629
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Erickson
Officer — Executive Vice President
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2016 | M | 83,850 | $29.395 | A | 213,669 | D | |
| Common StockF1 | Jul 1, 2016 | S | 83,850 | $71.9005 | D | 129,819 | D | |
| Common StockF2 | holding | — | — | — | 8,992 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $29.395 | Jul 1, 2016 | M | 83,850 | D | Jun 25, 2011 | Jul 25, 2017 | Common Stock | 83,850 | 0 | D |
Explanation of responses
- F1Represents the weighted average of actual sale prices that range from $71.90 to $71.92. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
- F2Held in Trust by the Trustee of the General Mills Savings Plan.