SEC Form 4 · accession 0000897101-16-002547
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Shawn P OGrady
Officer — Senior Vice President
Period of report
Jun 21, 2016
Accepted (ET)
Jun 23, 2016 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 21, 2016 | A | 3,571 | $0.00 | A | 129,770 | D | |
| Common Stock | Jun 21, 2016 | A | 31 | $0.00 | A | 129,801 | D | |
| Common StockF1 | Jun 21, 2016 | A | 5,242 | $0.00 | A | 87,665 | I | by Spouse |
| Common Stock | Jun 21, 2016 | A | 18 | $0.00 | A | 87,683 | I | by Spouse |
| Common StockF2 | holding | — | — | — | 10,168 | I | by Trust | |
| Common StockF3 | holding | — | — | — | 7,534 | I | by Trust 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $66.52 | Jun 21, 2016 | A | 35,704 | A | Jun 21, 2020 | Jul 21, 2026 | Common Stock | 35,704 | 35,704 | D |
| Non-Qualified Stock Option (right to buy) | $66.52 | Jun 21, 2016 | A | 21,610 | A | Jun 21, 2020 | Jul 21, 2026 | Common Stock | 21,610 | 21,610 | I |
Explanation of responses
- F1Award of restricted stock units that vest on June 21, 2020.
- F2Held in Trust by the Trustee of the General Mills Savings Plan.
- F3Held in Trust for the benefit of the reporting person's spouse by the Trustee of the General Mills Savings Plan.