SEC Form 4 · accession 0000897101-16-002160
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Church
Officer — Executive Vice President
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 4, 2016 | M | 76,248 | $27.92 | A | 121,874 | D | |
| Common StockF1 | Apr 4, 2016 | S | 76,248 | $64.5568 | D | 45,626 | D | |
| Common Stock | Apr 4, 2016 | S | 2,425 | $65.152 | D | 43,201 | D | |
| Common StockF2 | holding | — | — | — | 4,816 | I | by Trust | |
| Common StockF3 | holding | — | — | — | 3,289 | I | by Trust 1 | |
| Common Stock | holding | — | — | — | 51,832 | I | by Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $27.92 | Apr 4, 2016 | M | 76,248 | D | Jun 29, 2013 | Jul 29, 2019 | Common Stock | 76,248 | 0 | D |
Explanation of responses
- F1Represents the weighted average of actual sale prices that range from $64.15 to $64.995. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
- F2Held in Trust by the Trustee of the General Mills Savings Plan.
- F3Held in Trust for the benefit of the reporting person's spouse by the Trustee of the General Mills Savings Plan.