SEC Form 4 · accession 0000897101-15-001046
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn P OGrady
Officer — Senior Vice President
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 12:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | M | 83,850 | $29.395 | A | 210,927 | D | |
| Common StockF1 | Aug 5, 2015 | S | 83,850 | $58.6519 | D | 127,077 | D | |
| Common Stock | Aug 5, 2015 | M | 40,950 | $29.395 | A | 125,188 | I | by Spouse |
| Common StockF1 | Aug 5, 2015 | S | 40,950 | $58.8295 | D | 84,238 | I | by Spouse |
| Common StockF2 | holding | — | — | — | 9,946 | I | by Trust | |
| Common StockF3 | holding | — | — | — | 7,370 | I | by Trust 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $29.395 | Aug 5, 2015 | M | 83,850 | D | Jun 25, 2011 | Jul 25, 2017 | Common Stock | 83,850 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $29.395 | Aug 5, 2015 | M | 40,950 | D | Jun 25, 2011 | Jul 25, 2017 | Common Stock | 40,950 | 0 | I |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 trading plan dated July 3, 2015.
- F2Held in Trust by the Trustee of the General Mills Savings Plan.
- F3Held in Trust for the benefit of the reporting person's spouse by the Trustee of the General Mills Savings Plan.