SEC Form 4 · accession 0000897101-15-000462
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn P OGrady
Officer — Senior Vice President
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2015 | M | 80,626 | $25.63 | A | 205,508 | D | |
| Common StockF1 | Mar 31, 2015 | S | 80,626 | $57.02 | D | 124,882 | D | |
| Common StockF2 | Mar 31, 2015 | M | 39,376 | $25.63 | A | 118,712 | I | by Spouse |
| Common StockF2,F1 | Mar 31, 2015 | S | 39,376 | $57.00 | D | 79,336 | I | by Spouse |
| Common StockF2 | holding | — | — | — | 9,801 | I | by Trust | |
| Common StockF3 | holding | — | — | — | 7,263 | I | by Trust 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $25.63 | Mar 31, 2015 | M | 80,626 | D | Jun 26, 2010 | Jul 26, 2016 | Common Stock | 80,626 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $25.63 | Mar 31, 2015 | M | 39,376 | D | Jun 26, 2010 | Jul 26, 2016 | Common Stock | 39,376 | 0 | I |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 trading plan.
- F2Held in Trust by the Trustee of the General Mills Savings Plan.
- F3Held in Trust for the benefit of the reporting person's spouse by the Trustee of the General Mills Savings Plan.