SEC Form 4 · accession 0000897101-15-000108
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey L Harmening
Officer — Executive Vice President
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 2:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2015 | M | 30,876 | $25.63 | A | 113,523 | D | |
| Common StockF1,F2 | Jan 27, 2015 | S | 30,876 | $55.1754 | D | 82,647 | D | |
| Common StockF3 | holding | — | — | — | 6,423 | I | by Trust 1 | |
| Common Stock | holding | — | — | — | 18,657 | I | by Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $25.63 | Jan 27, 2015 | M | 30,876 | D | Jun 26, 2010 | Jul 26, 2016 | Common Stock | 30,876 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 trading plan dated November 13, 2014.
- F2Represents the weighted average of actual sale prices that range from $55.00 to $55.34. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
- F3Shares held in revocable trusts for the benefit of the reporting person and his spouse. The reporting person and his spouse are trustees of the trusts.