SEC Form 4 · accession 0001231205-19-000048
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L Kevin Cox
Officer — Senior Vice President
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 205 | I | by trust | |
| Common Stock | holding | — | — | — | 885 | I | by wife's trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $10.40 | Feb 25, 2019 | A | 1,404,000 | A | — | Feb 25, 2029 | Common Stock | 1,404,000 | 1,404,000 | D |
Explanation of responses
- F1The Stock Options become exercisable in three equal installments of 33.3% each beginning on the first anniversary of the grant date.