SEC Form 4 · accession 0001231205-19-000029
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Dimitrief
Officer — Senior Vice President
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2019 | M | 5,000 | $0.00 | A | 108,075 | D | |
| Common Stock | Jan 31, 2019 | F | 2,296 | $10.27 | D | 105,779 | D | |
| Common Stock | Jan 31, 2019 | M | 73,350 | $0.00 | A | 179,129 | D | |
| Common Stock | Jan 31, 2019 | F | 33,102 | $10.27 | D | 146,027 | D | |
| Common Stock | Jan 31, 2019 | M | 9,600 | $0.00 | A | 155,627 | D | |
| Common Stock | Jan 31, 2019 | F | 4,333 | $10.27 | D | 151,294 | D | |
| Common Stock | Jan 31, 2019 | M | 13,600 | $0.00 | A | 164,894 | D | |
| Common Stock | Jan 31, 2019 | F | 6,138 | $10.27 | D | 158,756 | D | |
| Common Stock | holding | — | — | — | 77,823 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jan 31, 2019 | M | 5,000 | D | Jan 31, 2019 | Jan 31, 2019 | Common Stock | 5,000 | 0 | D |
| Restricted Stock UnitsF2,F1 | — | Jan 31, 2019 | M | 73,350 | D | Jan 31, 2019 | Jan 31, 2019 | Common Stock | 73,350 | 0 | D |
| Restricted Stock UnitsF2,F1 | — | Jan 31, 2019 | M | 9,600 | D | Jan 31, 2019 | Jan 31, 2019 | Common Stock | 9,600 | 0 | D |
| Restricted Stock UnitsF2,F1 | — | Jan 31, 2019 | M | 13,600 | D | Jan 31, 2019 | Jan 31, 2019 | Common Stock | 13,600 | 0 | D |
Explanation of responses
- F11 for 1
- F2Reflects accelerated lapse due to post age 60 retirement eligibility.