SEC Form 4 · accession 0001231205-18-000112
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jamie S Miller
Officer — Senior Vice President
Period of report
Sep 9, 2018
Accepted (ET)
Sep 11, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2018 | M | 4,000 | $0.00 | A | 268,759 | D | |
| Common Stock | Sep 9, 2018 | F | 1,778 | $12.35 | D | 266,981 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Sep 9, 2018 | M | 4,000 | D | Sep 9, 2018 | Sep 9, 2018 | Common Stock | 4,000 | 12,000 | D |
Explanation of responses
- F11 for 1