SEC Form 4/A · accession 0001231205-18-000111
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David Leon Joyce
Officer — Vice Chairman
Period of report
Sep 6, 2018
Accepted (ET)
Sep 11, 2018 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 6, 2018 | M | 28,000 | $0.00 | A | 532,779 | D | |
| Common Stock | Sep 6, 2018 | F | 12,335 | $12.65 | D | 520,444 | D | |
| Common Stock | holding | — | — | — | 35,608 | I | 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Sep 6, 2018 | M | 28,000 | D | Sep 6, 2018 | Sep 6, 2018 | Common Stock | 28,000 | 0 | D |
Explanation of responses
- F1Form 4 amended to show 28,000 units vested on 9/6/2018.
- F21 for 1