SEC Form 4 · accession 0001231205-18-000092
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jamie S Miller
Officer — Senior Vice President
Period of report
Jul 24, 2018
Accepted (ET)
Jul 26, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2018 | M | 15,000 | $0.00 | A | 255,207 | D | |
| Common Stock | Jul 24, 2018 | F | 6,668 | $12.99 | D | 248,539 | D | |
| Common Stock | Jul 25, 2018 | M | 15,000 | $0.00 | A | 263,539 | D | |
| Common Stock | Jul 25, 2018 | F | 6,668 | $13.06 | D | 256,871 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jul 24, 2018 | M | 15,000 | D | Jul 24, 2018 | Jul 24, 2018 | Common Stock | 15,000 | 15,000 | D |
| Restricted Stock UnitsF1 | — | Jul 25, 2018 | M | 15,000 | D | Jul 25, 2018 | Jul 25, 2018 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F11 for 1