SEC Form 4 · accession 0001231205-18-000009
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth J Comstock
Officer — Vice Chairman
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2017 | M | 15,000 | $0.00 | A | 195,542 | D | |
| Common Stock | Dec 29, 2017 | F | 8,260 | $17.40 | D | 187,282 | D | |
| Common Stock | Dec 29, 2017 | M | 16,200 | $0.00 | A | 203,482 | D | |
| Common Stock | Dec 29, 2017 | F | 8,955 | $17.40 | D | 194,527 | D | |
| Common Stock | Dec 29, 2017 | M | 90,000 | $0.00 | A | 284,527 | D | |
| Common Stock | Dec 29, 2017 | F | 50,068 | $17.40 | D | 234,459 | D | |
| Common Stock | Dec 29, 2017 | M | 16,200 | $0.00 | A | 250,659 | D | |
| Common Stock | Dec 29, 2017 | F | 9,026 | $17.40 | D | 241,633 | D | |
| Common Stock | holding | — | — | — | 28,199 | I | By 401(k) plan | |
| Common Stock | holding | — | — | — | 1,267 | I | By family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 29, 2017 | M | 15,000 | D | Dec 29, 2017 | Dec 29, 2017 | Common Stock | 15,000 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Dec 29, 2017 | M | 16,200 | D | Dec 29, 2017 | Dec 29, 2017 | Common Stock | 16,200 | 0 | D |
| Restricted Stock UnitsF1,F4 | — | Dec 29, 2017 | M | 90,000 | D | Dec 29, 2017 | Dec 29, 2017 | Common Stock | 90,000 | 0 | D |
| Restricted Stock UnitsF1,F5 | — | Dec 29, 2017 | M | 16,200 | D | Dec 29, 2017 | Dec 29, 2017 | Common Stock | 16,200 | 0 | D |
Explanation of responses
- F11 for 1
- F2The RSU award was granted on 7/25/2013 and the lapse was accelerated in connection with the reporting person's retirement.
- F3The RSU award was granted on 9/11/2015 and the lapse was accelerated in connection with the reporting person's retirement.
- F4The RSU award was granted on 7/28/2016 and the lapse was accelerated in connection with the reporting person's retirement.
- F5The RSU award was granted on 9/9/2016 and the lapse was accelerated in connection with the reporting person's retirement.