SEC Form 4 · accession 0001231205-17-000104
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Leon Joyce
Officer — Vice Chairman
Period of report
Sep 9, 2017
Accepted (ET)
Sep 12, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2017 | M | 27,000 | $0.00 | A | 505,141 | D | |
| Common Stock | Sep 9, 2017 | F | 12,596 | $23.79 | D | 492,545 | D | |
| Common Stock | Sep 11, 2017 | M | 10,000 | $0.00 | A | 502,545 | D | |
| Common Stock | Sep 11, 2017 | F | 4,673 | $23.75 | D | 497,872 | D | |
| Common Stock | holding | — | — | — | 32,068 | I | 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Sep 9, 2017 | M | 27,000 | D | Sep 9, 2017 | Sep 9, 2017 | Common Stock | 27,000 | 0 | D |
| Restricted Stock UnitsF1 | — | Sep 11, 2017 | M | 10,000 | D | Sep 11, 2017 | Sep 11, 2017 | Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F11 for 1