SEC Form 4 · accession 0001231205-17-000081
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Bornstein
Officer — Vice Chairman
Period of report
Jul 24, 2017
Accepted (ET)
Jul 26, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2017 | M | 20,000 | $0.00 | A | 88,757 | D | |
| Common Stock | Jul 24, 2017 | F | 9,671 | $25.60 | D | 79,086 | D | |
| Common Stock | holding | — | — | — | 40,657 | I | 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jul 24, 2017 | M | 20,000 | D | Jul 24, 2017 | Jul 24, 2017 | Common Stock | 20,000 | 40,000 | D |
Explanation of responses
- F11 for 1