SEC Form 4 · accession 0001231205-16-000214
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Leon Joyce
Officer — Vice Chairman
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2016 | M | 10,000 | $0.00 | A | 293,601 | D | |
| Common Stock | Nov 23, 2016 | F | 4,685 | $30.71 | D | 288,916 | D | |
| Common Stock | Nov 23, 2016 | M | 60,000 | $0.00 | A | 348,916 | D | |
| Common Stock | Nov 23, 2016 | F | 28,136 | $30.71 | D | 320,780 | D | |
| Common Stock | Nov 23, 2016 | M | 29,600 | $0.00 | A | 350,380 | D | |
| Common Stock | Nov 23, 2016 | F | 13,839 | $30.71 | D | 336,541 | D | |
| Common Stock | holding | — | — | — | 30,102 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 23, 2016 | M | 10,000 | D | Nov 20, 2016 | Jul 27, 2017 | Common Stock | 10,000 | 0 | D |
| Restricted Stock UnitsF1,F2 | — | Nov 23, 2016 | M | 60,000 | D | Nov 20, 2016 | Jul 24, 2019 | Common Stock | 60,000 | 0 | D |
| Restricted Stock UnitsF1,F2 | — | Nov 23, 2016 | M | 29,600 | D | Nov 20, 2016 | Sep 11, 2020 | Common Stock | 29,600 | 0 | D |
Explanation of responses
- F11 for 1
- F2All transactions reported on this Form 4 were conducted outside a trading venue.