SEC Form 4 · accession 0001231205-16-000212
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Rice
Officer — Vice Chairman
Period of report
Nov 18, 2016
Accepted (ET)
Nov 21, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | M | 32,000 | $0.00 | A | 556,626 | D | |
| Common Stock | Nov 18, 2016 | F | 15,345 | $30.51 | D | 541,281 | D | |
| Common Stock | holding | — | — | — | 37,382 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 18, 2016 | M | 32,000 | D | Nov 18, 2016 | Nov 5, 2020 | Common Stock | 32,000 | 0 | D |
Explanation of responses
- F11 for 1
- F2All transactions reported on this Form 4 were conducted outside a trading venue.