SEC Form 4 · accession 0001231205-16-000198
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey R Immelt
Officer — Chairman and CEO
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F1,F2 | $28.28 | Nov 3, 2016 | A | 600,000 | A | — | Nov 3, 2026 | Common Stock | 600,000 | 600,000 | D |
Explanation of responses
- F1The stock options become exercisable in five equal annual installments of 20% each beginning on the first anniversary of the grant date.
- F2All transactions reported on this Form 4 were conducted outside a trading venue.