SEC Form 4 · accession 0001231205-16-000166
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Bornstein
Officer — Senior Vice President
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4,F1 | $30.11 | Sep 9, 2016 | A | 200,000 | A | — | Sep 9, 2026 | Common Stock | 200,000 | 200,000 | D |
| Restricted Stock UnitsF2,F4,F3 | — | Sep 9, 2016 | A | 27,000 | A | — | — | Common Stock | 27,000 | 27,000 | D |
Explanation of responses
- F1The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
- F21 for 1
- F3The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
- F4All transactions reported on this Form 4 were conducted outside a trading venue.