SEC Form 4 · accession 0001231205-16-000165
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Peters
Officer — Senior Vice President
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2016 | M | 44,000 | $9.57 | A | 59,057 | D | |
| Common Stock | Jul 29, 2016 | F | 28,637 | $31.15 | D | 30,420 | D | |
| Common Stock | Jul 29, 2016 | M | 120,000 | $11.95 | A | 150,420 | D | |
| Common Stock | Jul 29, 2016 | F | 83,018 | $31.15 | D | 67,402 | D | |
| Common Stock | Jul 29, 2016 | M | 150,000 | $15.68 | A | 217,402 | D | |
| Common Stock | Jul 29, 2016 | F | 112,455 | $31.15 | D | 104,947 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $9.57 | Jul 29, 2016 | M | 44,000 | D | Mar 12, 2010 | Mar 12, 2019 | Common Stock | 44,000 | 0 | D |
| Employee Stock Option (right to buy)F1 | $11.95 | Jul 29, 2016 | M | 120,000 | D | Jul 23, 2010 | Jul 23, 2019 | Common Stock | 120,000 | 0 | D |
| Employee Stock Option (right to buy)F1 | $15.68 | Jul 29, 2016 | M | 150,000 | D | Jun 10, 2011 | Jun 10, 2020 | Common Stock | 150,000 | 125,000 | D |
Explanation of responses
- F1All transactions reported on this Form 4 were conducted outside a trading venue.