SEC Form 4 · accession 0001231205-16-000161
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth J Comstock
Officer — Vice Chairman
Period of report
Jul 27, 2016
Accepted (ET)
Jul 28, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2016 | M | 6,250 | $0.00 | A | 172,166 | D | |
| Common Stock | Jul 27, 2016 | F | 3,421 | $31.34 | D | 168,745 | D | |
| Common Stock | Jul 27, 2016 | M | 10,000 | $0.00 | A | 178,745 | D | |
| Common Stock | Jul 27, 2016 | F | 5,470 | $31.34 | D | 173,275 | D | |
| Common Stock | holding | — | — | — | 26,343 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 1,267 | I | by family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 27, 2016 | M | 6,250 | D | Jul 27, 2016 | Jul 27, 2016 | Common Stock | 6,250 | 0 | D |
| Restricted Stock UnitsF1,F2 | — | Jul 27, 2016 | M | 10,000 | D | Jul 27, 2016 | Jul 27, 2016 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F11 for 1
- F2All transactions reported on this Form 4 were conducted outside a trading venue.