SEC Form 4 · accession 0001231205-16-000157
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Dimitrief
Officer — Senior Vice President
Period of report
Jul 24, 2016
Accepted (ET)
Jul 26, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2016 | M | 5,000 | $0.00 | A | 53,758 | D | |
| Common Stock | Jul 24, 2016 | F | 2,473 | $31.89 | D | 51,285 | D | |
| Common Stock | Jul 25, 2016 | M | 10,000 | $0.00 | A | 61,285 | D | |
| Common Stock | Jul 25, 2016 | F | 4,944 | $31.73 | D | 56,341 | D | |
| Common Stock | holding | — | — | — | 67,230 | I | 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 24, 2016 | M | 5,000 | D | Jul 24, 2016 | Jul 24, 2016 | Common Stock | 5,000 | 15,000 | D |
| Restricted Stock UnitsF1,F2 | — | Jul 25, 2016 | M | 10,000 | D | Jul 25, 2016 | Jul 25, 2016 | Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F11 for 1
- F2All transactions reported on this Form 4 were conducted outside a trading venue.