SEC Form 4 · accession 0001231205-16-000124
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Mulva
Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Fee Phantom Stock UnitsF1,F2,F3 | — | Apr 1, 2016 | A | 2,236 | A | — | — | Common Stock | 2,236 | 122,970 | D |
Explanation of responses
- F1Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.
- F2Each unit of phantom stock is the economic equivalent of one share of common stock.
- F3Payable beginning one year after termination of service as a director.