SEC Form 4 · accession 0001231205-16-000111
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Bornstein
Officer — Senior Vice President
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2016 | S | 50,000 | $28.21 | D | 43,668 | D | |
| Common Stock | Feb 4, 2016 | S | 40,000 | $29.22 | D | 3,668 | D | |
| Common Stock | Feb 4, 2016 | M | 125,000 | $9.57 | A | 128,668 | D | |
| Common Stock | Feb 4, 2016 | S | 78,313 | $29.19 | D | 50,355 | D | |
| Common Stock | holding | — | — | — | 36,801 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $9.57 | Feb 4, 2016 | M | 125,000 | D | Mar 12, 2013 | Mar 12, 2019 | Common Stock | 0 | 95,000 | D |