SEC Form 4 · accession 0001231205-16-000109
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A Warner III
Director
Period of report
Jan 22, 2016
Accepted (ET)
Jan 26, 2016 · 3:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Stock, Series DF1,F2 | Jan 22, 2016 | A | 1,851 | — | A | 1,851 | D | |
| Common Stock | holding | — | — | — | 96,488 | D | ||
| Common Stock | holding | — | — | — | 1,200 | I | by family |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F15.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
- F21,851 shares of General Electric Company 4.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $1.00 par value per share, with a liquidation preference of $1,000 per share, beneficially owned by the Reporting Person were converted pursuant to a voluntary exchange offer into 1,851shares of the Issuer's 5.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, $1.00 par value per share, with liquidation preference of $1,000 per share, newly issued by the Issuer.