SEC Form 4 · accession 0001231205-16-000106
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
daniel Heintzelman
Officer — Vice Chairman
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2015 | M | 6,250 | $0.00 | A | 375,844 | D | |
| Common Stock | Dec 31, 2015 | F | 2,944 | $31.15 | D | 372,900 | D | |
| Common Stock | Dec 31, 2015 | M | 15,000 | $0.00 | A | 387,900 | D | |
| Common Stock | Dec 31, 2015 | F | 7,065 | $31.15 | D | 380,835 | D | |
| Common Stock | Dec 31, 2015 | M | 20,000 | $0.00 | A | 400,835 | D | |
| Common Stock | Dec 31, 2015 | F | 9,420 | $31.15 | D | 391,415 | D | |
| Common Stock | holding | — | — | — | 7 | I | by family | |
| Common Stock | holding | — | — | — | 4,028 | I | 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Dec 31, 2015 | M | 6,250 | D | Dec 31, 2015 | Dec 31, 2015 | Common Stock | 6,250 | 0 | D |
| Restricted Stock UnitsF1 | — | Dec 31, 2015 | M | 15,000 | D | Dec 31, 2015 | Dec 31, 2015 | Common Stock | 15,000 | 0 | D |
| Restricted Stock UnitsF1 | — | Dec 31, 2015 | M | 20,000 | D | Dec 31, 2015 | Dec 31, 2015 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F11 for 1