SEC Form 4 · accession 0001231205-15-000089
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A Warner III
Director
Period of report
Dec 3, 2015
Accepted (ET)
Dec 4, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Stock, Series AF1,F2 | Dec 3, 2015 | A | 1,851 | — | A | 1,851 | D | |
| Common Stock | holding | — | — | — | 106,180 | D | ||
| Common Stock | holding | — | — | — | 1,200 | I | by family |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F14.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A
- F215 shares of General Electric Capital Corporation 7.125% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share, with a liquidation preference of $100,000 per share, beneficially owned by the Reporting Person were converted pursuant to a series of mergers into 1,851.75 shares of the Issuer's 4.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $1.00 par value per share, with liquidation preference of $1,000 per share, newly issued by the Issuer. Fractional shares were not issued in the conversion.