SEC Form 4 · accession 0001231205-15-000083
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Rice
Officer — Vice Chairman
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $29.64 | Nov 5, 2015 | A | 240,000 | A | — | Nov 5, 2025 | Common Stock | 240,000 | 240,000 | D |
| Restricted Stock UnitsF2,F3 | — | Nov 5, 2015 | A | 40,000 | A | — | — | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
- F21 for 1
- F3The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.