SEC Form 4 · accession 0001231205-15-000079
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
daniel Heintzelman
Officer — Vice Chairman
Period of report
Oct 21, 2015
Accepted (ET)
Oct 22, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 21, 2015 | M | 400,000 | $11.95 | A | 647,974 | D | |
| Common Stock | Oct 21, 2015 | F | 278,380 | $28.99 | D | 369,594 | D | |
| Common Stock | holding | — | — | — | 4,003 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 7 | I | by family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.95 | Oct 21, 2015 | M | 400,000 | D | Jul 23, 2010 | Jul 23, 2019 | Common Stock | 400,000 | 0 | D |