SEC Form 4 · accession 0001206774-18-001403
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Holston
Officer — Senior Vice President
Period of report
Apr 24, 2018
Accepted (ET)
Apr 26, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $14.68 | Apr 24, 2018 | A | 800,000 | A | — | Apr 24, 2028 | Common Stock | 800,000 | 800,000 | D |
| Restricted Stock UnitF2,F3 | — | Apr 24, 2018 | A | 351,900 | A | — | — | Common Stock | 351,900 | 351,900 | D |
Explanation of responses
- F1The Stock Options become exercisable in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.
- F21 for 1
- F3The Restricted Stock Units vest in three equal annual installments of 33.3% each beginning on the first anniversary of the grant date.