SEC Form 4 · accession 0001209191-19-018761
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary L Whited
Officer — Vice President
Period of report
Mar 8, 2019
Accepted (ET)
Mar 12, 2019 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2019 | M | 21,020 | $67.70 | A | 30,462 | D | |
| Common StockF1 | Mar 8, 2019 | S | 14,640 | $165.384 | D | 15,822 | D | |
| Common StockF2 | holding | — | — | — | 24,595 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 964 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $67.70 | Mar 8, 2019 | M | 21,020 | D | — | Mar 5, 2020 | Common Stock | 21,020 | 0 | D |
Explanation of responses
- F1Sale prices ranged from $165.32 to $165.55. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Represents shares previously reported as directly held.
- F3Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- F4Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.