SEC Form 4 · accession 0001209191-19-017722
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Helm
Officer — Senior Vice President
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2019 | A | 5,796 | $0.00 | A | 72,435 | D | |
| Common StockF2 | Mar 5, 2019 | F | 2,614 | $167.57 | D | 69,821 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents performance restricted stock units (PRSUs) originally granted in 2016. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.
- F2Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.