SEC Form 4 · accession 0001209191-18-018853
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason W Aiken
Officer — Senior Vice President and CFO
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2018 | M | 28,890 | $67.70 | A | 86,304 | D | |
| Common Stock | Mar 8, 2018 | F | 18,784 | $225.319 | D | 67,520 | D | |
| Common StockF1 | holding | — | — | — | 11 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $67.70 | Mar 8, 2018 | M | 28,890 | D | — | Mar 5, 2020 | Common Stock | 28,890 | 0 | D |
Explanation of responses
- F1Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- F2Fifty percent became exercisable on 03/06/2014 and the remaining fifty percent became exercisable on 03/06/2015.