SEC Form 4 · accession 0001209191-18-017976

GENERAL DYNAMICS CORP · GD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Mar 6, 2018

Accepted (ET)

Mar 8, 2018 · 3:51 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000040533

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 6, 2018	A	2,520	$0.00	A	49,641	D
Common Stock^F2	Mar 7, 2018	F	1,168	$223.93	D	48,473	D
Common Stock^F3	Mar 7, 2018	A	1,460	$0.00	A	49,933	D
Common Stock^F4	holding	—	—		—	160	I	401(k) Plan
Common Stock	holding	—	—		—	842	I	Held by Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F5	$223.93	Mar 7, 2018	A	17,450	A	—	Mar 6, 2028	Common Stock	17,450	17,450	D

F1Represents performance restricted stock units (PRSUs) originally granted in 2015. Includes additional units issued upon achievement of the performance criteria, as well as accrued dividend equivalents. No further service-based vesting is required. The PRSUs and dividend equivalents are settled in shares of common stock.
F2Withholding of shares of Common Stock under General Dynamics Corporation 2012 Equity Compensation Plan to satisfy tax withholding obligations on release of PRSUs.
F3Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.
F4Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
F5Fifty percent become exercisable on 03/07/2020 and the remaining fifty percent become exercisable on 03/07/2021.