SEC Form 4 · accession 0001209191-18-014996
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C. Roualet
Officer — Executive Vice President
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | M | 3,585 | $70.08 | A | 109,335 | D | |
| Common StockF1 | Feb 27, 2018 | S | 3,585 | $227.071 | D | 105,750 | D | |
| Common StockF2 | holding | — | — | — | 8,744 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $70.08 | Feb 27, 2018 | M | 3,585 | D | — | Mar 19, 2020 | Common Stock | 3,585 | 65,065 | D |
Explanation of responses
- F1Sale prices ranged from $227.00 to $227.22. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.
- F3Fifty percent became exercisable on 03/20/2014 and the remaining fifty percent became exercisable on 03/20/2015.