SEC Form 4 · accession 0001209191-18-013770
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lester L Lyles
Director
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 11:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2018 | M | 5,210 | $74.81 | A | 12,537 | D | |
| Common StockF1 | Feb 23, 2018 | S | 5,210 | $220.725 | D | 7,327 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $74.81 | Feb 23, 2018 | M | 5,210 | D | — | Mar 1, 2018 | Common Stock | 5,210 | 0 | D |
Explanation of responses
- F1Sale prices ranged from $220.61 to $220.76. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- F2Fifty percent became exercisable on 03/02/2012 and the remaining fifty percent became exercisable on 03/02/2013.