SEC Form 4 · accession 0001209191-18-002322
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas D Chabraja
Director
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 11:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2017 | G | 684 | $0.00 | D | 594,391 | D | |
| Common StockF2 | Jan 3, 2018 | F | 135 | $201.99 | D | 594,256 | D | |
| Common Stock | holding | — | — | — | 41,737 | I | by GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.
- F268,893 shares previously reported as indirectly owned through a Grantor Retainer Annuity Trust were distributed to the reporting person on June 21, 2017 (14,263 shares), on June 26, 2017 (4,630 shares) and on October 4, 2017 (50,000 shares), and are reported in this Form 4 as directly owned.