SEC Form 4 · accession 0001209191-18-002316
GENERAL DYNAMICS CORP · GD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C. Roualet
Officer — Executive Vice President
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 10:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 3, 2018 | F | 6,930 | $201.99 | D | 105,750 | D | |
| Common StockF3 | holding | — | — | — | 8,710 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares and performance restricted stock units.
- F2Pursuant to the applicable grant agreement, fractional shares accrued on performance restricted stock units are not issued upon release of the units.
- F3Includes share activity under General Dynamics 401(k) plan since date of reporting person's last ownership report.